Consultancy

Barley Harbour can review your organisations’ compliance framework, including policies, procedures, resourcing, and reporting, to assess how well they meet the ever-evolving regulatory requirements. We can conduct full compliance/financial crime reviews or specific examinations that cause concern for your Senior Management and/or your organisation.

The following list provides an indicative view of our service offerings:​

Client Onboarding

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ensure that your clients have been on-boarded in compliance with the relevant conduct of business rules as well as AML requirements

Anti-Money Laundering

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obtain assurance that your AML, CTF and Sanctions control framework is effective in managing the risks identified for your organisation

Conduct Risk

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attain an independent view as to the adequacy of your conduct risk management framework and governance arrangements

Compliance Framework

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secure assurance on the adequacy and effectiveness of your compliance framework, including strategy, resource allocation, reporting channels, independence between your first and second lines of defence, compliance intelligence, and readiness for change

Regulatory Visits

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refine your preparation for any regulatory interaction, including assessment and regulatory review

Benchmarking

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benchmark your compliance arrangements against your peers by drawing on BHL’s extensive knowledge of current best practices across multiple financial sectors

Data Protection

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ensure controls for management of personal and confidential data are appropriate and protect yourself against tightening laws and regulations